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Sara Ting and Associates is providing this notice to explain our information collection practices and other important information.


We collect nonpublic personal information about you from the following sources:

1. Information we receive about you on applications and other forms including subscription documents and questionnaires. This information includes your name, address, social security number, income, investment experience, etc.

2. Information about your transactions with us, our affiliates and others. This includes information about other products you have purchased through Ting and Associates and others, information about additions, redemptions, etc.

3. Information we receive about you from third parties such as brokers and selling agents. This includes information about their review of your investment application for products Ting and Associates sponsor that such firms sell.


We may disclose all of the information that we collect about you with our affiliated companies and with nonaffiliated third parties including financial service providers and non financial service companies, such as our accountants, auditors, and other consultants, in order for them to service your accounts and to assist us in providing services to you, and otherwise as permitted by law.


We restrict access to nonpublic personal information about you to those employees and third parties who need to know that information to assist us in providing services to you. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

Rev. 6/03




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